ISBN: 0-471-75216-9

Architecture/Reference C H I N G

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THIRD EDITION

INCLUDES CD-ROM

architecture

F R A N C I S D . K . C H I N G

F O R M , S P A C E , A N D O R D E R

T H I R D E D I T I O N

INCLUDES CD-ROM

A superb visual reference to the principles of architecture

Now including interactive CD-ROM!

F or more than thirty years, the beautifully illustrated Architecture: Form, Space,

and Order has been the classic introduction to the basic vocabulary of

architectural design. The updated Third Edition features expanded sections

on circulation, light, views, and site context, along with new considerations of

environmental factors, building codes, and contemporary examples of form, space,

and order.

This classic visual reference helps both students and practicing architects

understand the basic vocabulary of architectural design by examining how form

and space are ordered in the built environment. Using his trademark meticulous

drawing, Professor Ching shows the relationship between fundamental elements

of architecture through the ages and across cultural boundaries. By looking at these

seminal ideas, Architecture: Form, Space, and Order encourages the reader to look

critically at the built environment and promotes a more evocative understanding

of architecture.

In addition to updates to content and many of the illustrations, this new edition

includes a companion CD-ROM that brings the book’s architectural concepts to life

through three-dimensional models and animations created by Professor Ching.

FRANCIS D.K. CHING is the bestselling author of numerous books on architecture

and design, including A Global History of Architecture, Architectural Graphics, A

Visual Dictionary of Architecture, Interior Design Illustrated, and Building Construction

Illustrated, all published by Wiley. He is a registered architect and Professor Emeritus

at the University of Washington in Seattle.

arch ite

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$45.00 US/$53.99 CAN/£27.99 UK

ARCHITECTURE Form, Space, & Order Third Edi t ion

ARCHITECTURE Form, Space, & Order Third Edi t ion

Francis D.K. Ching

John Wiley & Sons, Inc.

Library of Congress Cataloging-in-Publication Data:

Ching, Frank, 1943- Architecture–form, space, & order / Francis D.K. Ching. — 3rd ed. p. cm. Includes bibliographical references and index. ISBN 978-0-471-75216-5 (pbk.) 1. Architecture–Composition, proportion, etc. 2. Space (Architecture) I. Title. NA2760.C46 2007 720.1–dc22 2007002358

Printed in the United States of America

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Copyright © 2007 by John Wiley & Sons, Inc. All rights reserved Wiley Bicentennial Logo: Richard J. Pacifico Published by John Wiley & Sons, Inc., Hoboken, New Jersey Published simultaneously in Canada

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CONTENTS

Preface vii Introduction ix 1 Primary Elements Primary Elements 2 Point 4 Point Elements 5 Two Points 6 Line 8 Linear Elements 10 From Line to Plane 14 Plane 18 Planar Elements 20 Volume 28 Volumetric Elements 30 2 Form Properties of Form 35 Shape 36 Primary Shapes 38 Circle 39 Triangle 40 Square 41 Surfaces 42 Curved Surfaces 43 Primary Solids 44 Regular & Irregular forms 48 Transformation of Form 50 Dimensional Transformation 52 Subtractive Form 54 Subtractive & Additive Forms 57 Additive Form 58 Centralized Form 60 Linear Form 62 Radial Form 66 Clustered Form 68 Grid Form 72 Formal Collisions of Geometry 74 Circle & Square 76 Rotated Grid 78 Articulation of Form 80 Edges & Corners 82 Surface Articulation 88

3 Form & Space Form & Space: Unity of Opposites 96 Form Defining Space 102 Horizontal Elements Defining Space 103 Base Plane 104 Elevated Base Plane 106 Depressed Base Plane 112 Overhead Plane 118 Vertical Elements Defining Space 124 Vertical Linear Elements 126 Single Vertical Plane 134 L-Shaped Configuration of Planes 138 Parallel Vertical Planes 144 U-Shaped Planes 150 Four Planes: Closure 156 Summary Typology: Space-Defining Elements 160 Openings in Space-Defining Elements 162 Openings within Planes 164 Openings at Corners 166 Openings between Planes 168 Qualities of Architectural Space 170 Degree of Enclosure 172 Light 174 View 178 4 Organization Organization of Form & Space 184 Spatial Relationships 185 Space within a Space 186 Interlocking Spaces 188 Adjacent Spaces 190 Spaces Linked by a Common Space 192 Spatial Organizations 194 Centralized Organizations 196 Linear Organizations 206 Radial Organizations 216 Clustered Organizations 222 Grid Organizations 230

CONTENTS

5 Circulation Circulation: Movement through Space 240 Circulation Elements 241 Approach 242 Entrance 250 Configuration of the Path 264 Path-Space Relationships 278 Form of the Circulation Space 282 6 Proportion & Scale Proportion & Scale 294 Material Proportions 295 Structural Proportions 296 Manufactured Proportions 298 Proportioning Systems 299 Golden Section 302 Regulating Lines 306 Classical Orders 308 Renaissance Theories 314 Modulor 318 Ken 322 Anthropometry 326 Scale 329 Visual Scale 330 Human Scale 332 A Scalar Comparison 334 7 Principles Ordering Principles 338 Axis 340 Symmetry 348 Hierarchy 358 Datum 366 Rhythm 382 Repetition 383 Transformation 402

Conclusion 406 A Selected Bibliography 409 Glossary 411 Index 419

The original edition of this study introduced the student of architecture to form and space and the principles that guide their ordering in the built environment. Form and space are the critical means of architecture that comprise a design vocabulary that is both elemental and timeless. The second edition continued to be a comprehensive primer on the ways form and space are interrelated and organized in the shaping of our environment, and was refined by editing the text and incorporating diagrams for greater clarity, adding selected examples of architectural works, expanding the sections on openings, stairways and scale, and finally, by including a glossary and an index to designers. This third edition continues to illustrate the ways the fundamental elements and principals of architectural design manifest themselves over the course of human history but adds an electronic component to introduce the aspects of time and movement to the exposition of elements and principles.

The historical models in this book span time and cross cultural boundaries. While the juxtaposition of styles may appear to be abrupt at times, the diverse range of examples is deliberate. The collage is intended to persuade the reader to look for likenesses among seemingly unlike constructions and bring into sharper focus the critical distinctions that reflect the time and place of their making. Readers are encouraged to take note of additional examples encountered or recalled within the context of their individual experiences. As the design elements and principles become more familiar, new connections, relationships, and levels of meaning may be established.

The illustrated examples are neither exhaustive nor necessarily the prototypes for the concepts and principles discussed. Their selection merely serves to illuminate and clarify the formal and spatial ideas being explored. These seminal ideas transcend their historical context and encourage speculation: How might they be analyzed, perceived, and experienced? How might they be transformed into coherent, useful, and meaningful structures of space and enclosure? How might they be reapplied to a range of architectural problems? This manner of presentation attempts to promote a more evocative understanding of the architecture one experiences, the architecture one encounters in literature, and the architecture one imagines while designing.

PREFACE

PREFACE / V I I

V I I I / ARCH I TECTURE : FORM, SPACE , & ORDER

I am indebted to the following people for their invaluable contributions to the original edition of this work: Forrest Wilson, whose insights into the communication of design principles helped clarify the organization of the material, and whose support made its publication possible; James Tice, whose knowledge and understanding of architectural history and theory strengthened the development of this study; Norman Crowe, whose diligence and skill in the teaching of architecture encouraged me to pursue this work; Roger Sherwood, whose research into the organizational principles of form fostered the development of the chapter on ordering principles; Daniel Friedman, for his enthusiasm and careful editing of the final copy; Diane Turner and Philip Hamp, for their assistance in researching material for the illustrations; and to the editorial and production staff at Van Nostrand Reinhold, for their exceptional support and service during the making of the first edition.

For the second edition, my appreciation goes to the many students and their teachers who have used this book over the years and offered suggestions for its improvement as a reference and tool for study and teaching. I want to especially thank the following educators for their careful critique of the first edition: L. Rudolph Barton, Laurence A. Clement, Jr., Kevin Forseth, Simon Herbert, Jan Jennings, Marjorie Kriebel, Thomas E. Steinfeld, Cheryl Wagner, James M. Wehler, and Robert L. Wright.

In preparing this third edition, I am thankful to Michele Chiuini, Ahmeen Farooq, and Dexter Hulse for their thoughtful reviews of the second edition. While I have attempted to incorporate much of their wise counsel, I remain solely responsible for any deficiencies remaining in the text. I especially want to express my gratitude to the editorial and production staff at John Wiley & Sons for their invaluable support and encouragement, and to Nan-ching Tai for his creative contributions and technical assistance in preparing the electronic component of this third edition.

ACKNOWLEDGEMENTS

To Debra, Emily, and Andrew, whose love of life it is ultimately the role of architecture to house.

Architecture is generally conceived—designed—and realized—built—in response to an existing set of conditions. These conditions may be purely functional in nature, or they may also reflect in varying degrees the social, political, and economic climate. In any case, it is assumed that the existing set of conditions—the problem—is less than satisfactory and that a new set of conditions—a solution—would be desirable. The act of creating architecture, then, is a problem-solving or design process.

The initial phase of any design process is the recognition of a problematic condition and the decision to find a solution to it. Design is above all a willful act, a purposeful endeavor. A designer must first document the existing conditions of a problem, define its context, and collect relevant data to be assimilated and analyzed. This is the critical phase of the design process since the nature of a solution is inexorably related to how a problem is perceived, defined, and articulated. Piet Hein, the noted Danish poet and scientist, puts it this way: “Art is solving problems that cannot be formulated before they have been solved. The shaping of the question is part of the answer.”

Designers inevitably and instinctively prefigure solutions to the problems they are confronted with, but the depth and range of their design vocabulary influence both their perception of a question and the shaping of its answer. If one’s understanding of a design language is limited, then the range of possible solutions to a problem will also be limited. This book focuses, therefore, on broadening and enriching a vocabulary of design through the study of its essential elements and principles and the exploration of a wide array of solutions to architectural problems developed over the course of human history.

As an art, architecture is more than satisfying the purely functional requirements of a building program. Fundamentally, the physical manifestations of architecture accommodate human activity. However, the arrangement and ordering of forms and spaces also determine how architecture might promote endeavors, elicit responses, and communicate meaning. So while this study focuses on formal and spatial ideas, it is not intended to diminish the importance of the social, political, or economic aspects of architecture. Form and space are presented not as ends in themselves but as means to solve a problem in response to conditions of function, purpose, and context—that is, architecturally.

The analogy may be made that one must know and understand the alphabet before words can be formed and a vocabulary developed; one must understand the rules of grammar and syntax before sentences can be constructed; one must understand the principles of composition before essays, novels, and the like can be written. Once these elements are understood, one can write poignantly or with force, call for peace or incite to riot, comment on trivia or speak with insight and meaning. In a similar way, it might be appropriate to be able to recognize the basic elements of form and space and understand how they can be manipulated and organized in the development of a design concept, before addressing the more vital issue of meaning in architecture.

INTRODUCTION

INTRODUCT ION / IX

X / ARCH I TECTURE : FORM, SPACE , & ORDER

In order to place this study in proper context, the following is an overview of the basic elements, systems, and orders that constitute a work of architecture. All of these constituents can be perceived and experienced. Some may be readily apparent while others are more obscure to our intellect and senses. Some may dominate while others play a secondary role in a building’s organization. Some may convey images and meaning while others serve as qualifiers or modifiers of these messages.

In all cases, however, these elements and systems should be interrelated to form an integrated whole having a unifying or coherent structure. Architectural order is created when the organization of parts makes visible their relationships to each other and the structure as a whole. When these relationships are perceived as mutually reinforcing and contributing to the singular nature of the whole, then a conceptual order exists—an order that may well be more enduring than transient perceptual visions.

Architectural Systems

INTRODUCTION

• organizational pattern, relationships, clarity, hierarchy • formal image and spatial definition • qualities of shape, color, texture, scale, proportion • qualities of surfaces, edges, and openings

• approach and entry • path configuration and access • sequence of spaces • light, view, touch, hearing, and smell

• structure and enclosure • environmental protection and comfort • health, safety, and welfare • durability and sustainability

• user requirements, needs, aspirations • sociocultural factors • economic factors • legal constraints • historical tradition and precedents

• site and environment • climate: sun, wind, temperature, precipitation • geography: soils, topography, vegetation, water • sensory and cultural characteristics of the place

The Architecture of Space Structure Enclosure

Experienced through Movement in Space-Time

Achieved by means of Technology

Accommodating a Program

Compatible with its Context

SPACE

FORMFUNCTION

TECHNICS*

Systems and organizations of • space • structure • enclosure • machines

• approach and departure • entry and egress • movement through the order of spaces • functioning of and activities within spaces • qualities of light, color, texture, view, and sound

• images • patterns • signs • symbols

• context

…& Orders

INTRODUCT ION / X I

INTRODUCTION

Physical Form and Space • solids and voids • interior and exterior

Perceptual Sensory perception and recognition of the physical elements by experiencing them sequentially in time

Conceptual Comprehension of the ordered or disordered relationships among a building’s elements and systems, and responding to the meanings they evoke

* Technics refers to the theory, principles, or study of an art or a process.

X I I / ARCH I TECTURE : FORM, SPACE , & ORDER

Spatial System • The three-dimensional integration of program elements and spaces

accommodates the multiple functions and relationships of a house.

Villa Savoye, Poissy, east of Paris, 1923–31, Le Corbusier

Structural system • A grid of columns supports horizontal beams and slabs. • The cantilever acknowledges the direction of approach along the

longitudinal axis.

Enclosure system • Four exterior wall planes define a rectangular volume that contains

the program elements and spaces.

This graphic analysis illustrates the way architecture embodies the harmonious integration of interacting and interrelated parts into a complex and unified whole.

INTRODUCTION

Circulation system • The stair and ramp penetrate and link the three levels, and heighten

the viewer’s perception of forms in space and light. • The curved form of the entrance foyer reflects the movement of

the automobile.

Context • A simple exterior form wraps around a complex interior organization

of forms and spaces. • Elevating the main floor provides a better view and avoids the humidity

of the ground. • A garden terrace distributes sunlight to the spaces gathered around it.

“Its severe, almost square exterior surrounds an intricate interior configura- tion glimpsed through openings and from protrusions above. . . . Its inside order accommodates the multiple functions of a house, domestic scale, and partial mystery inherent in a sense of privacy. Its outside order expresses the unity of the idea of house at an easy scale appropriate to the green field it dominated and possibly to the city it will one day be part of.”

Robert Venturi, Complexity and Contradiction in Architecture, 1966

INTRODUCT ION / X I I I

INTRODUCTION

X IV / ARCH I TECTURE : FORM, SPACE , & ORDER

1 Primary Elements “All pictorial form begins with the point that sets itself in motion… The point moves . . . and the line comes into being—the first dimension. If the line shifts to form a plane, we obtain a two-dimensional element. In the movement from plane to spaces, the clash of planes gives rise to body (three-dimensional) . . . A summary of the kinetic energies which move the point into a line, the line into a plane, and the plane into a spatial dimension.”

Paul Klee The Thinking Eye: The Notebooks of Paul Klee (English translation) 1961

2 / ARCH I TECTURE : FORM, SPACE , & ORDER

This opening chapter presents the primary elements of form in the order of their growth from the point to a one-dimensional line, from the line to a two- dimensional plane, and from the plane to a three-dimensional volume. Each element is first considered as a conceptual element, then as a visual element in the vocabulary of architectural design.

As conceptual elements, the point, line, plane, and volume are not visible except to the mind’s eye. While they do not actually exist, we nevertheless feel their presence. We can sense a point at the meeting of two lines, a line marking the contour of a plane, a plane enclosing a volume, and the volume of an object that occupies space.

When made visible to the eye on paper or in three-dimensional space, these elements become form with characteristics of substance, shape, size, color, and texture. As we experience these forms in our environment, we should be able to perceive in their structure the existence of the primary elements of point, line, plane, and volume.

PRIMARY ELEMENTS

PR IMARY E LEMENTS / 3

As the prime generator of form, the

Point indicates a position in space.

A point extended becomes a Line with properties of: • length • direction • position

A line extended becomes a Plane with properties of: • length and width • shape • surface • orientation • position

A plane extended becomes a Volume with properties of: • length, width, and depth • form and space • surface • orientation • position

Point

Line

Plane

Volume

PRIMARY ELEMENTS

4 / ARCH I TECTURE : FORM, SPACE , & ORDER

A point marks a position in space. Conceptually, it has no length, width, or depth, and is therefore static, centralized, and directionless.

As the prime element in the vocabulary of form, a point can serve to mark:

• the two ends of a line • the intersection of two lines • the meeting of lines at the corner of a plane or volume • the center of a field

Although a point theoretically has neither shape nor form, it begins to make its presence felt when placed within a visual field. At the center of its environment, a point is stable and at rest, organizing surrounding elements about itself and dominating its field.

When the point is moved off-center, however, its field becomes more aggressive and begins to compete for visual supremacy. Visual tension is created between the point and its field.

•

POINT

PR IMARY E LEMENTS / 5

A point has no dimension. To visibly mark a position in space or on the ground plane, a point must be projected vertically into a linear form, as a column, obelisk, or tower. Any such columnar element is seen in plan as a point and therefore retains the visual characteristics of a point. Other point-generated forms that share these same visual attributes are the: Piazza del Campidoglio, Rome, c. 1544, Michelangelo Buonarroti.

The equestrian statue of Marcus Aurelius marks the center of this urban space.

Mont S. Michel, France, 13th century and later. The pyramidal composition culminates in a spire that serves to establish this fortified monastery as a specific place in the landscape.

• cylinder Baptistery at Pisa, Italy, 1153–1265, Dioti Salvi

• circle Tholos of Polycleitos, Epidauros, Greece, c. 350 B.C.

• sphere Cenotaph for Sir Isaac Newton, Project, 1784, Étienne-Louis Boulée

POINT ELEMENTS

6 / ARCH I TECTURE : FORM, SPACE , & ORDER

Two points describe a line that connects them. Although the points give this line finite length, the line can also be considered a segment of an infinitely longer path.

Two points further suggest an axis perpendicular to the line they describe and about which they are symmetrical. Because this axis may be infinite in length, it can be at times more dominant than the described line.

In both cases, however, the described line and the perpendicular axis are optically more dominant than the infinite number of lines that may pass through each of the individual points.

TWO POINTS

PR IMARY E LEMENTS / 7

Two points established in space by columnar elements or centralized forms can define an axis, an ordering device used throughout history to organize building forms and spaces.

The Mall, Washington, D.C., lies along the axis established by the Lincoln Memorial, the Washington Monument, and the United States Capitol building.

In plan, two points can denote a gateway signifying passage from one place to another. Extended vertically, the two points define both a plane of entry and an approach perpendicular to it.

Torii, Ise Shrine, Mie Prefecture, Japan, A.D. 690

TWO POINTS

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